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Compliance Manager - Online broker

Madrid, Spain. Legal. Salary Range: Based on experience

Our mission and values

We’re on a mission to make financial markets accessible to the 99% of the population.

We believe that our financial system is broken.

And that people can transform an improbable idea into a reality.

We believe in transparency.

And that trustworthy companies need society's support to make the world a better place.

We believe in smart disruption.

And that zero-commision investing will help you accomplish ambitions that were seemingly impossible.

These values have helped us to imagine a new way to invest in the stock market. And they inspire us in all the decisions we make. Will you help us?

About the position:

We are looking for a passionate Compliance Manager. Someone who shares our desire to substitute the old-fashioned banking establishment and fight to make financial markets accessible to the ninety nine percentage of the population.

As a member of our legal team you will implement and execute all supervisory procedures to comply with all European financial markets regulations.

Working from our headquarters, you will play a key role in the inception of an international broker dealer fintech.

What you’ll do:

  • Implementation and Execution of back office related Written Supervisory Procedures to comply with all MiFID II and ESMA rules.
  • Internal testing of compliance in back office functional areas such as new accounts, automated customer account transfer service, cashiering, securities processing, settlements.
  • Review and process regulator customer complaint inquiries.
  • Review Internal Communications and Communications with the Public.
  • Review and compliance approve Sales and Marketing material.
  • Manage and resolve escalated issues.


  • Master in financial markets law or equivalent work experience.
  • 10+ years working in back office broker-dealer compliance and controls.
  • Strong understanding of brokerage back office operation and compliance functions.
  • Management experience over compliance back office brokerage operations, and controls.
  • Creative problem solver - able to identify real obstacles and viable solutions.
  • Good communication and analytical skills.
  • Prior experience on a tier one Financial Institution or Broker Dealer Firm - a plus.


  • Option to work remotely
  • Flexible schedule
  • Competitive salary based on experience
  • Sponsored continuous learning
  • Sponsored assistance to event and conferences
  • Annual international team meet up
  • Private health insurance
  • Family support
  • Merch, snacks and good vibes
  • Day off for your Birthday

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